Transactions

/Transactions
Transactions 2024-02-15T16:28:56+00:00

What We Look For

Here are some of the common characteristics that we look for and see as desirable criteria.

Sector Focus

Companies in the Life Sciences, Technology and Media sectors. This includes “Semis”, Software, SaaS Models, Communications, Social Media, “Pharma”, Medical Devices, and Biotech.

Disruptive Impact

The ability to substantially improve a product, service, industry or function.

Market Opportunity

Companies that address a large and rapidly growing addressable market.

Stage of Development

A clear proof of concept. Execution risk, not development risk.

Liquidity

Reasonable prospects for liquidity within 4 to 6 years.

Management and Sponsorship

Superior management with established track record. Strong technical, financial or strategic supports including VC, Experts, or Large Corporate Sponsors.

Foriegn-asset has managed over 175 public and private transactions.

Transactions

May 2024
Cytodyn Inc
CytoDyn, Inc.Placement Agent$6,842,000
March 2024
Akari Therapeutics, PLC
Akari Therapeutics Inc.Placement Agent$1,954,511
January 2024
RenovoRx, Inc.Placement Agent$6,111,695
December 2023
Akari Therapeutics, PLC
Akari Therapeutics PLCPlacement Agent$2,000,000
November 2023
First Breach, Inc.Placement Agent$2,620,950
October 2023
Biotricity
Biotricity, Inc.Placement Agent$1,812,700
October 2023
Cytodyn Inc
CytoDyn, Inc.Placement Agent$3,432,500
October 2023
Akari Therapeutics, PLC
Akari Therapeutics PLCPlacement Agent$1,971,001
July 2023
Pyros Pharmaceuticals Inc.Placement Agent$12,558,213
July 2023
electroCore
ElectroCore Inc.Placement Agent$8,145,000
May 2023
Upexi, Inc.Co-Placement Agent$7,000,000
May 2023
HeartBeam Inc.Selling Group Member$25,000,000
April 2023
Dyve Biosciences Inc.Placement Agent$5,424,241
March 2023
Akari Therapeutics, PLC
Akari Therapeutics PLCPlacement Agent$4,000,000
March 2023
Cytodyn Inc
CytoDyn, Inc.Placement Agent$16,347,892
February 2023
Key Metals Corp.Placement Agent$4,216,100
February 2023
Slide Insurance Holdings Inc.Placement Agent$20,000,000
January 2023
SOS Hydration Inc.Placement Agent$896,300
October 2022
Gold Express Mines Inc.Placement Agent$7,211,504
September 2022
Cresilon
Cresilon, Inc.Placement Agent$24,975,000
September 2022
Akari Therapeutics, PLC
Akari Therapeutics, PLCSub-placement Agent $12,750,000
June 2022
Cytodyn Inc
CytoDyn, Inc.Placement Agent$21,771,535
April 2022
First Breach, Inc.Placement Agent$3,130,750
April 2022
Expion360 Inc.Co-Manager$17,500,000
March 2022
TMS Solutions, Inc.Placement Agent$2,150,000
March 2022
Akari Therapeutics, PLC
Akari Therapeutics, PLCPlacement Agent$8,879,011
December 2021
Akari Therapeutics, PLC
Akari Therapeutics, PLCPlacement Agent$6,035,433
December 2021
TMS Solutions, Inc.Placement Agent $3,750,018
December 2021
Gold Express Mines Inc.Placement Agent$5,193,500
December 2021
Cytodyn Inc
CytoDyn, Inc.Placement Agent$11,361,000
November 2021
Slide Insurance Holdings, Inc.Sub-Placement Agent$100,000,000
November 2021
First Breach, Inc.Placement Agent$16,100,225
October 2021
INVO Bioscience, Inc.Placement Agent$4,044,887
September 2021
DOTS Technology Corp.Placement Agent$19,540,281
July 2021
Akari Therapeutics, PLC
Akari Therapeutics, PLCPlacement Agent$12,318,688
June 2021
electroCore
ElectroCoreCo-Manager$18,000,000
May 2021
Ammo Inc
AMMO Inc.Co-Manager$27,430,000
April 2021
Ciperloc CorporationPlacement Agent$9,998,928
March 2021
Insurance LoungePlacement Agent$4,565,000
March 2021
Cresilon
Cresilon, Inc.Placement Agent$19,798,105
December 2020
Biotricity
Biotricity, Inc.Placement Agent$6,920,500
December 2020
Cresilon
Cresilon, Inc.Placement Agent$1,910,000
December 2020
Morphogenesis, Inc.Placement Agent$2,679,559Convertible Preferred Stock
November 2020
INVO Bioscience, Inc.Co-Manager$11,600,000
November 2020
Applied UV, Inc.Selling Group Member$6,400,000
October 2020
Kiromic Biopharma Inc.Co-Manager$15,000,000
August 2020
Applied UV, Inc.Selling Group Member$5,000,000
August 2020
Pyros Pharmaceuticals Inc.Placement Agent$5,935,000
June 2020
Lantern PharmaCo-Manager$26,250,000
June 2020
NeuroOne Inc.
NeuroOne Inc.Placement Agent$5,122,700
April 2020
Achieve Life Sciences
Achieve Life Sciences Inc.Placement Agent$1,853,165
April 2020
Cresilon
CresilonPlacement Agent$5,009,265
February 2020
Akari Therapeutics, PLC
Akari Therapeutics, PLCPlacement Agent$9,554,528
December 2019
Achieve Life Sciences
Achieve Life Sciences Inc.Selling Group Member$12,000,000
December 2019
Centerline Biomedical
Centerline Biomedical, Inc.Placement Agent$6,521,265
December 2019
NeuroOne Inc.
NeuroOne Inc.Placement Agent$3,247,300
October 2019
Predictive Oncology, Inc
Predictive Oncology, IncPlacement Agent$1,895,925
August 2019
Ammo Inc
AMMO Inc.Placement Agent$9,222,440
August 2019
Three + One Company Inc
Three+One Company, IncPlacement Agent$2,265,000
June 2019
Akari Therapeutics, PLC
Akari Therapeutics, PLCPlacement Agent$4,500,000
June 2019
NeuroOne Inc.
NeuroOne Inc.Placement Agent$4,835,447
April 2019Biotech
Cytodyn Inc
CytoDynPlacement Agent$5,465,500Registered Direct
February 2019Biotech
Cytodyn Inc
CytoDynPlacement Agent$5,36,240Registered Direct
December 2018Biotech
Cytodyn Inc
CytoDynPlacement Agent$22,200,000Common Stock
November 2018Energy
Viking Energy Group
Viking Energy Group Inc.Advisor$63,592,000Debt
November 2018Energy
Viking Energy Group
Viking Energy Group Inc.Placement Agent$4,864,500Convertible Promissory Notes
July 2018
Provention Bio
Provention Bio, Inc.Group Member$63,900,000Common Stock
June 2018Biotech
electroCore
ElectroCoreSelling Group Member$93,000,000Common Stock
May 2018Biotech
DermTech
DermTech Inc.Placement Agent$6,993,326Series C Preferred Stock
May 2018
Morphogenesis, Inc.Sub Placement Agent$16,000,000Convertible Preferred Stock
April 2018Consumer Products
Ammo Inc
AMMO Inc.Placement Agent$3,497,029Common Stock
March 2018Gold Mining
New Jersey Mining Co
New Jersey Mining CompanyPlacement Agent$550,550Common Stock
March 2018Consumer Products
Ammo Inc
AMMO Inc.Placement Agent$9,994,674Common Stock
February 2018Biotech
Cytodyn Inc
CytoDynPlacement Agent$14,002,452Common Stock
December 2017Biotech
electroCore
ElectroCorePlacement Agent$29,341,299Series B Preferred
September 2017Biotech
Cytodyn Inc
CytoDynPlacement Agent$2,002,251Registered Direct
August 2017Energy
Viking Energy Group
Viking Energy Group, Inc.Placement Agent$1,475,000Convertible Notes
July 2017Biotech
Biotricity
BiotricitySub Placement Agent$3,037,698Common Stock
July 2017Biotech
Cue Biopharma
CUE Biopharma, Inc.Selling Group Member$66,000,000Common Stock
May 2017Biotech
electroCore
ElectroCoreSub Placement Agent$7,884,529Notes
February 2017Gold Mining
New Jersey Mining Co
New Jersey MiningPlacement Agent$390,000Convertible Notes
December 2016Real Estate
Innovative
Innovative Industrial Properties, Inc.Selling Group Member$67,000,000Class A Common Stock
November 2016Biotech
Cresilon
CresilonSole Placement Agent$1,625,000Convertible Notes
October 2016Biotech
AntriaBio
AntriaBio, Inc.Sole Placement Agent$10,336,521Series A Preferred
October 2016Biotech
Zivo Bioscience, Inc.Placement Agent$1,250,000Convertible Notes
August 2016Biotech
DermTech
DermTechSole Placement Agent$7,311,467Common Stock
July 2016Energy Storage
Zap-Go
ZapGo Ltd.Sub Placement Agent$6,698,000Convertible Notes
May 2016Medical Device
Pulse Bioscience
Pulse Biosciences Inc.Selling Group Member$20,000,000*Common Stock
January 2016Biotech
Cytodyn Inc
CytoDyn Inc.Sole Placement Agent$33,268,465Common Stock
November 2015Biotech
Kitov Pharmaceuticals, Ltd.Selling Group Member$12,133,019*American Depository Shares
November 2015Real Estate
TEI Diversified Income & Opportunity Fund II LLCSelling Group Member$58,846,996Membership Units
May 2015Biotech
Cytodyn Inc
CytoDynSole Placement Agent$3,981,050Common Stock
April 2015Biotech
AntriaBio
AntriaBio, Inc.Sales Placement Agent$1,984,010Common Equity Units
March 2015Biotech
ScilexSole Placement Manager$2,130,818Common Equity Units
February 2015Software Device
MyDx
MyDx, IncSole Placement Agent$4,842,518Series B Preferred
February 2015Biotech
AntriaBio
AntriaBio, Inc.Sole Placement Agent$8,441,640Common Equity Units
October 2014Pharma
Matawan
Matawan Pharmaceuticals, LLCFinancial Adviser | Arranged Debt Facility $50,000,000Credit Line
October 2014Biotech
Sequella Inc
Sequella IncSole Placement Agent$3,100,000Convertible Notes
October 2014Software Device
MyDx
MyDx, IncSole Placement Agent$2,000,000Series B Preferred
October 2014Financial Services
FlexShopper
FlexShopper, LLCSole Placement Agent$3,244,601Common Equity Units
October 2014Financial Services
Bookkeeping Express
Bookkeeping ExpressSole Placement Agent$5,555,560Series 2 Preferred
August 2014Energy
Propell
Propell Technologies Group IncSole Placement Agent$1,103,000Common Equity Units
July 2014Software
Medical Transcription Billing CorpSelling Group Member$20,400,000*Common Stock
June 2014Social Media
Digital Caddies
Digital Caddies, IncFinancial Adviser | Arranged Debt Facility$2,000,000Credit Line
May 2014Banking
China Commercial Credit
China Commercial Credit, IncSelling Group Member$7,000,000Common Stock
April 2014Biotech
AntriaBio
AntriaBio, IncSole Placement Agent$8,931,433Common Equity Units
April 2014Social Media
Digital Caddies
Digital Caddies, IncSole Placement Agent$2,389,300Common Equity Units
February 2014Biotech
Cardax
Cardax, IncSub Placement Agent$3,728,100Common Equity Units
January 2014Pharma
Cranford
Cranford Pharmaceuticals, LLCFinancial Adviser | Arranged Debt Facility$45,000,000Credit Line
January 2014Biotech
AntriaBio
AntriaBio, IncSole Placement Agent$2,703,000Convertible Notes
December 2013Social Media
Zozi
Zozi International, IncSole Placement Agent$680,000Convertible Notes
October 2013Biotech
Cytodyn Inc
CytoDyn, IncSole Placement Agent$14,500,000Common Equity Units
August 2013Green Energy
Solexel
Solexel, IncSub Placement Agent$54,660,614Membership Interest
July 2013Biotech
Cardax
Cardax, IncSub Placement Agenet$4,840,792Convertible Notes
July 2013Biotech
Cytodyn Inc
CytoDyn, IncSole Placement Agent$1,200,000Convertible Notes
July 2013Medical Device
Sanuwave
Sanuwave Health, IncSub Placement Agent$1,653,750Common Equity Units
June 2013Security
Guardian 8
Guardian 8 HoldingsSub Placement Agent$2,000,000Common Stock
February 2013Biotech
BioDirection
BioDirection, IncSole Placement Agent$3,952,792Common Stock